Parker MacIntyre, an Atlanta-based law firm, practices in the areas of securities, securities regulations, investment adviser regulation, broker-dealer regulation, litigation and arbitration. Some of our attorneys also spent many years working as securities regulators -- examining firms, hearing and ruling on customer complaints, and bringing regulatory actions in court. Our RIA compliance lawyers therefore know the financial services industry from the inside and the outside.
Some of the best-known brokerage firms and investment advisers in the United States have selected us to represent them and to serve as special advisers. As these firms know, the skills and specialized knowledge our lawyers and other professionals developed while serving as regulators and regulatory counsel are the same ones necessary to advise and build a compliance-oriented, client-first financial services firm. We use these same skills to effectively represent firms against charges of wrongdoing.